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Understanding the rules and intent of Director Share Dealings

I’ve been meaning to put aside a section of the blog for regulatory topics. There is a lot of misconception in the smaller cap investment community around certain FCA and Stock Market rules. Some of the rules around Statutory Director Dealings, Prompt Release of Inside Information and Notifications of Substantial Shareholder Interests can be complicated and hence are frequently misunderstood amongst retail investors.

I’ll start by covering Director Dealing, prompted by a twitter debate yesterday I had with a few people on this topic.


URU Metals, proceed with caution

It is pleasing to see investors making some serious money on AIM, the last 12 months on the junior market have been the most bullish I can recall for sometime. Today I take a closer look at a recent ten bagger, URU Metals. The company has raced ahead over 1000% in since November and a the placing yesterday at a premium has sent the shares sharply higher. Today I take a look at whether investors should take caution or continue to pile in?